Ron S. Geffner

Ron S. Geffner is a Security Industries expert and founding member of the Sadis & Goldberg LLP's Executive Committee overseeing the Financial Services group. His broad background includes knowledge of federal and state securities laws, and the rules, regulations, and customary practices of the SEC, Financial Industry Regulatory Authority, Commodities Futures Trading Commission, and various other regulatory bodies. He also provides legal services to hundreds of hedge funds, private equity funds, and venture capital funds organized in the United States and offshore. Ron began his legal career with the SEC, where he investigated and prosecuted violations of the federal securities laws with an emphasis on enforcement in connection with violations of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. He also assisted federal and state criminal agencies, such as the Federal Bureau of Investigation, the U.S. Attorney's Office, and the Attorney General's Office, in their investigations of possible criminal violations of federal and state securities laws.